Customer Service Compliance

Compliance

We take our regulatory responsibilities very seriously. Full conformity with both the spirit and the letter of the regulations governing our industry is a priority. We are authorised and regulated by The Financial Conduct Authority ('FCA') in the United Kingdom, and are subject to the rules and regulations of the different markets, exchanges and clearing houses where we do business. We perform all the necessary due diligence for account opening, conforming to both FCA and MiFID requirements, as well as undertaking the appropriate transaction reporting and monitoring. Our compliance department has complete independence and autonomy.